A Failure in Propeller Design and Certification Resulted in the Loss of an EMB-120 in 1991
At 1448:13 the aircraft was cleared for a visual approach to Glynco Jetport in Brunswick, Georgia. The crew acknowledged the clearance and then made a routine call on the company frequency. There was no indication of any problems.
Witnesses reported that all appeared normal as the aircraft entered a 180º turn from the base leg with about a 20º bank angle and a gradual descent rate. As the aircraft completed the turn it was seen to pitch up about 5º then roll left. It continued to roll to approximately 90º bank angle and pitched nose down. Witnesses reported a loud squeal or whine just prior to impact just over 1.5 nm from the threshold. All 23 occupants were killed.
In their final report the US National Transportation Safety Board (NTSB) concluded that the sound witnesses heard would be consistent with the sound of a propeller over-speed. The aircraft was not equipped with either a flight data recorder (FDR) or a cockpit voice recorded (CVR). These were not regulatory requirements at the time. After examination of the wreckage they concluded an uncommanded propeller pitch change had occurred on the number 1 (i.e. left hand) Hamilton Standard 14RF-9 propeller.
Examinations of the left propeller components indicated a propeller blade angle of about 3º at impact. This position was based upon the position of the pitchlock acme screw. The left [Propeller Control Unit] PCU ballscrew position indicated that the PCU had commanded a blade angle of 79.2º. The discrepancy [in angle] is a strong indication that a disconnect between these two components occurred prior to impact and that the left propeller had achieved an uncommanded blade angle below the normal flight range.
This propeller entered a low-pitch mode, giving extremely high drag, and leading to a loss of control.
The propeller control system failure was due to the disengagement of the 36 inch (915mm) long oil transfer tube spline and the quill spline. Once disengaged, the propeller was free to change independent of PCU control.
This disengagement occured after the harder, rougher surface of the titanium nitrided transfer tube acted “like a file”, causing abnormal wear on the softer quill spline. The failure on N270AS occurred within 800 hours of service.
The first ever in-service anomalies with quills had been discovered only weeks before. Two were returned for examination after operators were unable to perform the routine feather/unfeather ground check. The first worn quill was discovered in January 1991, the second in mid-February 1991.
After this discovery, Hamilton Standard issued an Alert Service Bulletin that included a description of ranges of acceptable transfer tube surface characteristics. These could fortuitously be readily identified by surface colour:
The spline surface of the titanium-nitrided transfer tube used on N270AS had a “bright gold” or “shiny” finish and such tubes were not acceptable for continued use.
Certification of that Modification
The titanium nitrided transfer tube had been introduced as a minor modification, replacing the original nitrided transfer tube after a series of testing. The NTSB note that:
The design change paperwork was reviewed by FAA certification engineers and subsequently approved on January 6, 1988. However, the first titanium-nitrided transfer tubes did not enter service until July 1990.
The NTSB found that wear of the quill was not considered during the certification of the propeller “because of the very light torque loading on the quill during flight”. They however did not fully consider the effect of vibration creating relative movement, something the testing had not replicated. The NTSB report that:
The failure mode and effects analysis of all the propeller components was completed by the manufacturer, and a report was submitted to the FAA during the original certification of the propeller system. The components were grouped into two failure categories. The first group included failures that had a predicted probability of occurrence of less than 10-9, and the second group included failures with a predicted probability of greater than 10-9.
The transfer tube and quill interface were listed in the first group and were assigned as an “on condition” inspection item because of the perceived extremely remote possibility of failure and the lightly loaded application. For an “on condition” component, inspection is only required after a problem is found during service. Since the transfer tube and quill were considered structural parts having a remote possibility of failing, verification of the propeller system response following the failure of these components was not required.
The transfer tube was also an item that had been inspected under the FAA Maintenance Review Board’s analytical sampling program of propeller components. Service history of the PCU quill prior to the introduction of the titanium-nitrided transfer tube indicted that quill spline wear was not a problem. Therefore, the FAA determined that there was no need to change the “on condition” inspection criteria for the transfer tube.
Furthermore, Hamilton Standard had:
…provided an analysis during certification indicating that even in the event of a failure, the propeller would either drift into the feathered position or maintain the blade angle present when the failure occurred. However, the accident involving flight 2311 and the subsequent investigation have determined that these assumptions, though originally supported by numerous engineering evaluations and manufacturing experience, are invalid and that there are single failure modes that could result in an uncommanded propeller blade angles below flight idle.
NTSB Probable Cause
The National Transportation Safety Board determines that the probable cause of this accident was the loss of control in flight as a result of a malfunction of the left engine propeller control unit which allowed the propeller blade angles to go below the flight idle position.
Contributing to the accident was the deficient design of the propeller control unit by Hamilton Standard and the approval of the design by the Federal Aviation Administration. The design did not correctly evaluate the failure mode that occurred during this flight, which resulted in an uncommanded and uncorrectable movement of the blades of the airplane’s left propeller below the flight idle position.
NTSB Safety Recommendations
In summary, the FAA was recommended to:
- Conduct a certification review of the Hamilton Sundstrand 14RF propeller.
- Examine the certification basis of similar propellers.
- Establish an enhanced inspection schedule for the 14RF propeller and other propellers with a similar design.
- Issue an Air Carrier Operations Bulletin (ACOB) to clarify the reduced flight crew rest regulation.
Recommendations to ASA and Regional Airline Association (RAA) covered flight crew rest periods.
The recommendations on crew rest were raised because ASA, and other carriers, routinely (in about 60% of cases at ASA for example) used the provisions of 14 CFR Part 135.265(c) to roster with reduced rest periods, contrary to the intent of the regulation, which was only to give occasional scheduling flexibility.
Special Certification Review
The first NTSB safety recommendations was that the FAA:
Conduct a certification review of the Hamilton Standard model 14RF propeller system and require appropriate modification to ensure that the propeller system complies with the provisions of 14 CFR Section 35.21. The certification review should include subjecting the system to the vibration spectrum that would be encountered in flight on those aircraft for which it is certificated. (A-92-25)
The purpose of the resulting Special Certification Review (SCR) was to assess potential deficiencies in the propeller and identify opportunities for improvements. The SCR utilised a panel of 5 FAA personnel from multiple offices. A key recommendation of the SCR report was to redesign the propeller system to include fail-safe features.
Consequently Hamilton Standard provided a redesign of the propeller system that incorporated a secondary quill that provided a fail-safe feature in the event of a primary quill failure.
This provided a closing action to the requirement for repetitive inspections for quill tooth wear. A Service Bulletin provided instructions for installation of the secondary quill.
The report also recommend that FAA:
Initiate rulemaking action to change FAR 35 [the US propeller certification standard] to require all propeller control systems to be fail-safe or damage tolerant. The damage for the damage tolerant design must be easily detected without disassembly before catastrophic failure.
The FAA have subsequently identified two lessons (oddly focused on a manufacturing perspective exclusively):
- Manufacturing processes for critical propeller control components, and changes to those manufacturing processes, must be assessed by robust process validation procedures before being implemented. With proper process validation, it is expected that no propeller failures due to manufacturing-induced defects will occur in the life of the propeller fleet. (Threat Category: Uncommanded Thrust Reversal)
- It is essential that critical manufacturing processes, including changes to these processes, are subjected to robust validation. It is expected that when implemented, these validation processes will achieve a level of safety which results in no loss of propeller control events occurring in service during the life of a propeller fleet. (Common Theme: Flawed Assumptions)
However, clearly there are important lessons in the system safety assessment of critical systems and validating the assumptions made.
This accident also points to the need for speedy recognition and action in response to emerging anomalies in-service, that might give only brief warning before a catastrophic failure.
Other Aerossurance articles:
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- Micro FOD: Cessna 208B Grand Caravan Engine Failure & Forced Landing
- Machining Defect Cause of V2500 Failure
- B787 GEnx Fan Shaft Failure
- Uncontained CFM56-7 Failure: Southwest B737-700 27 August 2016
- Sikorsky S-92A Loss of Tail Rotor Control Events
- In-Flight Flying Control Failure: Indonesian Sikorsky S-76C+ PK-FUP
- UPDATE 11 August 2019: Severe Propeller Vibrations on ATR 72-212A: BEA Report: A vibratory phenomena that was not uncovered in certification testing and in one case resulted in a failure that did not get detected initially by maintenance inspections.
UPDATE 12 August 2019: Russia’s Interstate Aviation Committee (IAC/MAK), which led the investigation into the fatal loss of Aircraft Industries L410UVP-E20 RA-67047 stated in their investigation report that the pitch setting of the blades of the No 2 Avia AV-725 propeller dropped to minus 1.8° while the Khabarovsk Airlines aircraft was just 170m above ground, resulting in a loss of control and fatal accident on 15 November 2017. Analysis had indicated that the probability of such an event was “10E14″ and, so this “was the reason why [no] instructions for flightcrew for this event were introduced into [the flight manual]“.
UPDATE 16 August 2019: A new AD is proposed by EASA for an improved GE engine push-pull control which reduces
further the risk of uncommanded in-flight reversal of the AV-725 propeller on the L410 UVP-E20/ NG.
Aerossurance is pleased to be both sponsoring and presenting at a Royal Aeronautical Society (RAeS) Human Factors Group: Engineering seminar Maintenance Error: Are we learning? to be held on 9 May 2019 at Cranfield University.